Skip to main content
Laptop

Lead Securities Operations Representative - Trade Settlements

  • Operations
  • Full time
  • R-340948

About this role:
 

Wells Fargo is seeking a Lead Securities Operations Representative


In this role, you will:
 

Support overall effectiveness of the team according to plans, monitor daily securities, and cash related production work.
Supervise daily production activities and staff.
Guide others on complex production improvement efforts and address procedural impacts.
Provide back-up for all department functions while providing coaching and feedback to staff
Prioritize work and provide daily leadership to teams Contribute to solving corporate governance and address compliance issues for the department
Lead the implementation of new or revised processes and procedures Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
Interact with internal customers
Receive direction from leaders and exercise independent judgement while developing the knowledge to understand function, policies, procedures, and compliance requirements

Required Qualifications:

6+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

Securities/Custody/Investment banking experience.
Trade life cycle, Settlements, Derivates, Fixed income, Equities.
Understands the functionalities of US capital markets and various products like stock/equity, mutual fund, bonds etc.
Detail-oriented with very good problem-solving abilities.
Commerce Graduate with CA/CFA/ICW/M.com /MBA preferably in Finance vertical
Good communication.


Shift Timings: 6.30 PM - 3.30 AM IST

Posting End Date: 

*Job posting may come down early due to volume of applicants.

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo.

Drug and Alcohol Policy

 

Wells Fargo maintains a drug free workplace.  Please see our Drug and Alcohol Policy to learn more.


Join our talent community

Learn about upcoming events and career opportunities at Wells Fargo

Talent Community
JK 1212 1236 B 4MP