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Commercial Banking Client Coverage Senior Control Management Specialist

Wells Fargo is seeking a Senior Control Management Specialist within Commercial Banking aligned to the Client Coverage line of business.  This business aligned specialist will partner with other business control specialist and officers to support key control functions, specifically Issue Management, Risk and Control Self-Assessment (RCSA), and Control Management.

In this role, you will:

  • Support control officers with the execution of RCSA, including capturing notes and providing status reporting, tracking and following up of outstanding actions and deliverables, documentation of identified risks and controls (inclusive of SNOW data entry)

  • Support control officers to maintain control inventory, including the processing of Change Requests (CRs), Control Sharing Agreements, and resolving data hygiene requests.

  • Support control officers in the design and uplift of controls, including consulting with the business to draft control procedures.

  • Support control officers in the management of issues, including Corrective Action (CA) design and sustainability testing, monitoring of progress throughout the Issue Management Lifecycle, and ensuring System of Record (SOR) remains up to date.

Required Qualifications, US:

  • 4+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

  • Foundational knowledge of the RCSA with experience in direct execution or control testing.

Desired Qualifications:

  • Experience with Wells Fargo Risk Framework as well as risk and control programs including; Issue Management, Risk and Control Self-Assessment and Enterprise Risk Identification & Assessment

  • Experience with process and control design

  • Experience with the relevant systems of record: Veritas, SHRP and SNOW

  • Experience with Commercial Banking Client Coverage, including regulatory requirements, products, services and key risks

  • Strong analytical and critical thinking skills

  • Strong organizational skills, ability to work independently and on multiple initiatives concurrently.

  • Excellent verbal and written communication skills and the ability to effectively interact with all levels of management and staff

  • Experience with data, analysis and metrics reporting

Posting End Date: 

1 May 2024

*Job posting may come down early due to volume of applicants.

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo.

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